Background to the pre-employment screening policy
The need for a university-wide central policy regarding pre-employment screening of new employees was identified within VU Amsterdam. The aim of this policy is to control the manner in which VU Amsterdam wishes to deal with the screening of new candidates from beyond VU Amsterdam and which methods of pre-employment screening (degree certificate verification, reference check and/or CoC) need to be implemented for each UFO job profile. A UFO job profiles risk matrix (in Dutch) is available for this purpose.
Other supplementary screening methods might apply to positions that are not included in the UFO job profiles risk matrix. These might include medical or paramedical professions that appear in the Healthcare Professions Register (in Dutch BIG-register), for example that of dentist. In some cases these professional associations set certain standard requirements, such as the submission of a valid CoC.
Degree of impact and risk matrix
The degree of pre-employment screening that is required for the appointment of candidates depends on the position the new employee will be filling. Extensive screening is not necessary for all positions.
Via a risk matrix, the pre-employment instruments to be applied have been determined for every UFO job profile. This covers all the risk areas used by Justis: information, money, goods, services, business transactions, process, management of organisation and persons.
The financial impact of the above and the degree to which the employee works with sensitive information (high or low level of authority) determines which instrument of pre-employment screening is to be used.
Low impact
- Impact Low + Authority Low = Verification of relevant degree certificates
- Impact Low + Authority High = Verification of relevant degree certificates + reference check
High impact
- Impact High+ Authority Low = Verification of relevant degree certificates + reference check
- Impact High+ Authority High = Verification of relevant degree certificates + reference check + CoC
Results of pre-employment screening
If it transpires that the results of the reference check and/or the verification of the degree certificates was not positive, the candidate is informed of this as soon as possible.
The preferred situation is for the candidate to submit a Certificate of Conduct before the commencement of employment. If the employment contract commences and no valid Certificate of Conduct has been submitted, the contract may be terminated during the trial period. Even if the trial period has already expired, dismissal may be considered, in consultation with the employment lawyer.
Once it becomes known that the outcome of the screening is not positive, the manager immediately contacts the HR Advisor. The employee is notified of this fact as soon as possible.
Screening instruments
Pre-employment screening can involve the use of various instruments to verify whether an employee (or prospective employee) “is who he/she claims to be” and that “his/her abilities are what he/she says they are”. This reduces the risk of the university employing people who lack integrity or people who have a relevant criminal record.
In most cases, these screening instruments will be used when people are employed, but it might also be necessary to use them for existing employees in respect of whom a CoC is required by a third party. This might be the case in the context of academic research, to qualify for a quality certification, or when an employee applies internally for a vacancy that requires a CoC.